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光威復材(300699.SZ):股東中信合夥違規減持吃警示函
格隆匯 05-19 17:00

格隆匯5月19日丨光威復材(300699.SZ)公佈,公司股東北京中信投資中心(有限合夥)於近日收到山東證監局出具的《關於對北京中信投資中心(有限合夥)採取出具警示函措施的決定》([2020]16號)。原因系北京中信投資中心(有限合夥)2019年5月21日-12月13日通過集中競價及大宗交易方式減持公司股票達到5%時,未停止買賣股份並及時履行報告和公告義務,而是在2019年12月13日通過大宗交易繼續減持,累計減持比例達到5.93%。

北京中信投資中心(有限合夥)上述行為違反了《上市公司收購管理辦法》(2014年修訂)第十三條的規定,根據《上市公司收購管理辦法》第七十五條的規定,山東證監局決定對北京中信投資中心(有限合夥)採取出具警示函的監管措施,並計入證券誠信檔案。

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