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瀚華金控(03903.HK):非執行董事塗建華違反上交所有關規定
格隆匯 05-12 21:03

格隆匯5月12日丨瀚華金控(03903.HK)公佈,公司董事會近日獲悉,上交所於2020年5月11日在其網站(http://www.sse.com.cn)刊登了《關於對隆鑫通用動力股份有限公司時任董事長暨實際控制人塗建華、控股股東隆鑫控股有限公司予以監管關注的決定》(上證公監函【2020】0032號)(「決定書」)。決定書對隆鑫通用時任董事長暨實際控制人塗建華、控股股東隆鑫控股作出監管關注的監管措施。現將決定書有關內容公告如下:

根據決定書,隆鑫通用時任董事長暨實際控制人塗建華於2020年2月19日接受採訪時,隆鑫控股員工何志向媒體提供了隆鑫通用2020年第一季度產值、利潤的業績預估數據,塗建華未對採訪過程和交流信息嚴格管理,導致隆鑫通用業績數據通過非法定信息披露渠道對外發布。其行為違反了《上海證券交易所股票上市規則》有關規定,以及在《董事(監事、高級管理人員)聲明及承諾書》中作出的承諾。隆鑫控股作為隆鑫通用控股股東,在未披露減持計劃情況下減持隆鑫通用合計17,355,509股股份,其行為違反了《上市公司股東、董監高減持股份的若干規定》,《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》和《上海證券交易所股票上市規則》的有關規定。

於公告日期,塗建華為公司非執行董事及公司股東隆鑫控股的實際控制人。

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