You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
港交所人事再變動!史琳離任IPO審查聯席主管
格隆匯 05-09 20:33

李小加之後,港交所再現人事變動。

5月8日,IPO聯席主管史琳已因個人原因向香港交易所請辭。據悉,史琳自2013年8月加入香港交易所,又於2017年初出任首次公開招股審查組聯席主管。在此之前,她曾任美銀美林投資銀行法律部高級副總裁兼大中華區總法律顧問,亦是企業法律顧問協會(ACC)香港分會董事會成員。

另外,今年4月底,港交所任命原上市發行人監管高級副總裁劉穎為董事總經理兼任IPO審查聯席主管,僅僅過去一個禮拜。據悉,劉穎在香港、英格蘭及威爾士等地均持有律師資格,另外劉穎在企業融資及上市相關事宜方面擁有20年經驗,5月1日任命生效後,劉穎將向上市主管陳翊庭彙報,同時劉穎將與史琳共同監管港交所所有IPO事宜。

同日還有港交所上市科的幾項人事任命。一是上市科董事總經理伍潔旋已獲委任為上市科首席營運總監。伍潔旋將繼續領導上市科的政策及祕書服務團隊,並向上市主管陳翊庭彙報。二是上市科董事總經理兼首席營運總監許淑嫻將調任香港交易所市場科的新設職位,改任綠色及可持續發展金融主管,探索創建綠色金融平台,支持符合環保方向的公司進行可持續發展融資。許淑嫻將向市場主管姚嘉仁彙報。

史琳離任後,不少人擔心港交所的新股審核發行是否會受到影響呢?畢竟上市科是全球最繁忙的上市部門之一,並且IPO審批屬敏感職位,往往需要 ‘雙主管’來制衡權力。

不過,據瑞恩資本,有投行人士稱個別人士變動不會影響新股的審核與發行。

該投行人士表示,‘2019年楊金隆辭職後,一直只有史琳擔任IPO審查主管,當時未見對IPO審批進度有影響,IPO申請的意見反饋時間沒有延遲,加上上市科團隊規模健全及有不少具經驗的員工,相信不會因個別人士變動而拖累工作效率。’

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account