You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
容百科技(688005.SH):證監會決定對公司採取1年內不接受發行人公開發行證券相關文件
格隆匯 04-12 19:35

格隆匯4月12日丨容百科技(688005.SH)公佈,公司於2020年4月10日收到中國證監會下發的《關於對寧波容百新能源科技股份有限公司採取1年內不接受發行人公開發行證券相關文件的監管措施的決定》((2020)4號,“《行政監管措施決定書》”)。現將《行政監管措施決定書》的具體內容公告如下:

“寧波容百新能源科技股份有限公司:

經查,我會發現你公司在申請科創板首次公開發行股票過程中,招股説明書中信息披露存在以下問題:

一、未充分披露比克動力信用風險大幅增加情況。你公司於2019年7月1日起將比克動力信用額度調整為0,但招股説明書(簽署日為7月16日)中未披露該事項並充分提示風險。

二、未披露比克動力“回款”的實質為以自身開具商業承兑匯票償還逾期應收賬款。在招股説明書中披露“截至2019年6月25日,比克動力通過銀行承兑匯票、商業承兑匯票及電匯合計回款金額為10561.62萬元,回款比例約為49%”。上述還款中,比克動力開具的商業承兑匯票總計7002.84萬元,佔總回款的66.30%,但你公司未披露回款是以自身開具的商業承兑匯票為主的情況。

上述行為違反《科創板首次公開發行股票註冊管理辦法(試行)》(證監會令第153號)第三十四條的有關規定,按照《科創板首次公開發行股票註冊管理辦法(試行)》第七十四條的有關規定,我會決定對你公司採取1年內不接受發行人公開發行證券相關文件的行政監督管理措施。

如果對本監督管理措施不服,可以在收到本決定書之日起六十日內向我會提出行政複議申請,也可以在收到本決定書之日起六個月內向有管轄權的人民法院提起訴訟。複議與訴訟期間,上述監督管理措施不停止執行。”

公司高度重視《行政監管措施決定書》中提到的問題,今後將加強公司董事、監事、高級管理人員及相關人員對《中華人民共和國證券法》、《上市公司信息披露管理辦法》、《上海證券交易所科創板股票上市規則》等相關法律法規和規範性文件的學習,進一步提升規範運作意識。同時,加強公司內部控制管理,切實提高信息披露質量,嚴格按照中國證監會、上海證券交易所的相關要求和規定及時履行信息披露義務,保證信息披露的真實、準確、完整,更好地維護公司全體股東的合法權益。

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account