未及時披露權益變動 神開股份(002278.SZ)兩股東收監管函
格隆匯3月27日丨神開股份(002278.SZ)公佈,公司於2020年3月26日收到上海證監局《關於對谷墨海採取出具警示函措施的決定》(滬證監決[2020]54號)、《關於對陳春來採取出具警示函措施的決定》(滬證監決[2020]55號),公司已將上述監管函件轉發相關責任人。
公司2018年年報顯示,業祥投資持有公司13.07%的股份;映業文化持有公司6.93%的股份,並通過與業祥投資的《表決權委託協議》取得公司13.07%股份對應的表決權,合計可以實際支配的公司表決權股份比例為20%。
經上海證監局核查,2019年9月2日,映業文化股東陳春來、蔣富分別與谷墨海簽訂《股權轉讓協議》及《股權轉讓協議之補充協議》,約定將持有的合計64%映業文化股權轉讓給谷墨海。上述股權變更事項已於2019年9月26日完成工商變更登記。
公司於2019年12月6日收到映業文化關於上述股東權益變動的告知函,並於12月7日予以披露。谷墨海作為信息披露義務人,未按照規定履行報告、公告義務,直至2019年12月24日才披露《詳式權益變動報告書》;及陳春來、蔣富作為信息披露義務人,未按照規定履行報告、公告義務,直至2020年2月26日才披露《簡式權益變動報告書》。
上述行為違反了《上市公司收購管理辦法》(證監會令第108號)第五十六條第一款,第十四條第二款的規定。根據《上市公司收購管理辦法》第七十五條規定,上海證監局決定對谷墨海、陳春來採取岀具警示函的行政監管措施。
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