未及時披露重大訴訟事項 *ST凱瑞(002072.SZ)遭證監會處罰
格隆匯11月18日丨*ST凱瑞(002072.SZ)公佈,2019年11月15日,公司收到中國證監會下發的立案事項(稽查總隊調查通字171519號)的《行政處罰決定書》【2019】119號。
經深交所查明,當事人凱瑞德;時為凱瑞德實際控制人、董事長吳聯模;時為凱瑞德董事、董事會祕書兼副總經理張彬;時為凱瑞德董事、副總經理兼財務總監劉書豔;時為凱瑞德總經理謝曙;時為凱瑞德獨立董事張林劍;時為凱瑞德獨立董事趙偉;時為凱瑞德監事會主席饒大程;時為凱瑞德監事程萬超;時為凱瑞德監事劉滔存在未按照規定披露與阿克蘇信誠城建房地產開發有限公司之間的重大訴訟;未按照規定披露與德州銀行股份有限公司西城支行之間的重大訴訟的違法行為。
中國證監會決定對凱瑞德給予警告,並處以60萬元的罰款;對吳聯模給予警告,並處以30萬元的罰款;張彬給予警告,並處以10萬元的罰款;對劉書豔給予警告,並處以5萬元的罰款;對謝曙、張林劍、趙偉、饒大程、程萬超、劉滔給予警告,並分別處以3萬元的罰款。
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