隴神戎發(300534.SZ):控股股東國有股權轉讓完成過户登記
格隆匯11月6日丨隴神戎發(300534.SZ)公佈,甘肅國投、甘肅藥投已按照中國證券登記結算有限責任公司關於上市公司股份非交易過户等相關規定辦理完畢相關股份過户手續,並取得中國證券登記結算有限責任公司深圳分公司於2019年11月6日出具的《證券過户登記確認書》。
此次國有股份轉讓完成過户登記手續後,公司總股本不發生變化,仍為約3.0335億股,甘肅國投為上市公司間接控股股東,直接及間接合計持有上市公司37.49%的股份,全部為無限售流通股。其中,直接持有隴神戎發135.1萬股,佔隴神戎發總股本的0.45%;通過全資子公司甘肅藥投直接持有隴神戎發7917.6142萬股,佔隴神戎發總股本的26.10%;通過其控股子公司甘肅生物產業創業投資基金有限公司持有隴神戎發2157.5777萬股,佔隴神戎發總股本的7.11%;通過控股公司西北永新集團有限公司子公司蘭州永新大貿貿易有限責任公司直接持有隴神戎發1160.9108萬股,佔隴神戎發總股本的3.83%。此次國有股份轉讓實施後,甘肅省國資委仍為上市公司的實際控制人。
此次權益變動所涉及的甘肅國投直接持有的隴神戎發26.10%股權為西北永新集團有限公司無償劃轉至甘肅國投的國有股份,此次股權轉讓系同一實際控制人控制之下不同主體之間轉讓上市公司股份的行為,不屬於《深交所創業板股票上市規則》和《上市公司收購管理辦法》規定的限制轉讓的範圍。
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