聯交所譴責復宏漢霖(02696.HK)及批評前執董兼CEO劉世高
聯交所譴責復宏漢霖(02696.HK)並批評公司前執行董事兼首席執行官劉世高,指令劉世高必須完成26小時有關監管和法律議題以及《上市規則》合規事宜的培訓,3項內容各佔最少3小時,方可再獲委任為上市公司董事。
聯交所表示,公司2019年上市首日,前首席財務官張子棟代表公司簽署了一份投資管理協議,委聘尚乘環球代表公司投資1.17億美元。而投資金額全數來自首次公開招股所得款項,其用途並不符合招股章程所述的所得款項用途。
聯交所認為劉世高未有參與與尚乘環球磋商及簽署投資管理協議的過程,其後直接批准向尚乘環球支付管理費,因此他未有採取足夠行動履行其董事責任,尤其他在批准管理費前,未有審查投資管理協議、了解其性質以及各方的權利和義務,未有將協議一事提交董事會審議,亦未有促使公司諮詢其合規顧問。
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