積金局譴責及取消李肇文強積金中介人註冊資格8個月
積金局譴責強積金主事中介人宏利的前強積金附屬中介人李肇文,及取消其由今年7月10日至明年3月9日的8個月期間,註冊為強積金中介人的資格。
積金局發現,李肇文沒有迅速地執行一位客戶的指示,為其以僱主身份登記強積金計劃。李肇文的失當行為違反了宏利相關內部政策及指引,亦違反了《強制性公積金計劃條例》及《註冊中介人操守要求指引》列明的操守要求,包括在進行受規管活動時,須以按理可預期一個審慎的人在進行受規管活動時應有的謹慎、技巧和努力行事。
個案由保險業監管局作出調查後轉介積金局跟進。積金局在決定該個案的紀律制裁時,已考慮所有相關情況,包括違規事故的性質、嚴重性和影響;其過往並無被積金局紀律處分的紀錄;以及積金局須向業界傳遞具強烈阻嚇力的訊息,表明局方不會容忍有關失當行為。
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