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富國銀行(WFC.US)就失實陳述監管進展支付10億美元和解
阿思達克 05-16 13:06
美國第四大銀行富國銀行(WFC.US)就被指控在對待客戶一系列醜聞處理上向股東失實陳述進展一事,同意支付10億美元作和解。 美國時間周一(15日)擬議集體訴訟的初步和解協議已入稟曼克頓聯邦法院,等待法官批准。法院文件顯示,有關容解金額是由調解員提出。 富國銀行自2018年起經營在美聯儲及其他兩個金融監管機構許可下進行,要求富國改善企業管治及監管;富國亦面對由美聯儲施加的資產上限要求,削弱其與大型同業競爭的能力。 富國銀行股東指控該行就遵照有關命令誇大說法,隨著問題曝光,至2020年3月底止兩年市值縮小逾540億美元。 富國銀行否認犯錯,指和解旨在減少訴訟負擔及開支。原告律師尋求多達19%的和解金作為法律專業費用。自2016年起富國銀行支付或撥備數以十億美元,就經營相關監管調查及訴訟作和解。
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