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華安證券(600909.SH):股東東方創業違規減持公司股份並致歉

格隆匯11月28日丨華安證券(600909.SH)公佈,公司於近日獲知公司股東東方國際創業股份有限公司(簡稱“東方創業”)因未充分理解《<上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則>問題解答(一)》之第5項相關規定(即大股東自持股比例減持至低於5%之日起90日內,通過集中競價交易、大宗交易繼續減持股份的,仍應遵守《細則》有關大股東減持的規定),在持有公司股份比例減持至低於5%之後的90日內,發生了減持公司股票的情形,但未按規定披露減持計劃。

因對減持規則的理解不充分,東方創業持股比例降至5%以下後,於2022年11月15日至18日期間通過集中競價交易方式再次減持所持有的公司股票275萬股,成交價格區間為5.01元/股-5.10元/股,累計減持金額1388.40萬元,減持股份數量佔公司目前總股本的比例為0.0585%。東方創業此次減持區間在自持股比例減持至低於5%之日起90日內,且未在15個交易日前向上海證券交易所備案及公吿減持計劃,未遵守相關減持規定。

東方創業向公司出具書面説明,此次減持未遵守相關規定的情形,並非其主觀故意行為,主要系對減持相關規定解讀理解不充分。東方創業已進行了深刻自查和反省,並就因此造成的影響深表歉意。

東方創業承諾,後續將再次組織相關人員認真學習《上市公司股東、董監高減持股份的若干規定》《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》和《<上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則>問題解答(一)》等相關法律、法規和規範性文件,嚴格遵守相關規則,杜絕此類事件再次發生。

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