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浙江證監局暫停浙商証券旗下私募資產管理產品備案六個月
阿思達克 01-11 15:31
浙江證監局對浙商証券(601878.SH)旗下浙商証券資產管理有限公司採取責令改正、限制業務活動、責令處分有關人員措施,並暫停浙商証券旗下私募資產管理產品備案六個月。 採取責令改正等措施主因其對具有相同特徵的同一投資品種採用的估值技術不一致,對產品持有的違約資產估值不合理,也未按規定向投資者披露相關信息,且其中部份集合產品持續開放申購、贖回,投資交易管理存在缺失等問題。
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