You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
ST安控(300370.SZ):董事劉偉因親屬短線交易收警示函
格隆匯 12-27 17:50

格隆匯12月27日丨ST安控(300370.SZ)公佈,公司於近日收到四川證監局下發的《關於對劉偉採取出具警示函措施的決定》([2021]70號)。

2020年1月至今,劉偉安控科技董事。2021年6月安控科技公吿,劉偉母親2020年8月3日買入6萬股後,至2020年11月期間繼續買賣“安控科技”股票,累計買入48.97萬股,成交金額160.73萬元,累計賣出40.98萬股,成交金額147.96萬元,構成短線交易,違反了《證券法》第四十四條的相關規定。

根據《證券法》第一百七十條第二款,四川證監局決定對劉偉採取出具警示函的監管措施,並計入證券期貨市場誠信檔案。

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account