ST中昌(600242.SH)實控人被罰10年市場禁入
格隆匯6月8日丨ST中昌(600242.SH)公佈,公司實際控制人陳建銘於2021年5月20日收到中國證監會《市場禁入決定書》〔2021〕12號。經查明,2018年2月9日至2019年1月16日期間,陳建銘、謝晶等人控制使用賬户組,利用資金優勢、持股優勢連續集中交易“中昌數據”,同時在自己實際控制的賬户之間交易,影響“中昌數據”交易價格,共計獲利約1147.23萬元。
當事人陳建銘和謝晶行為嚴重擾亂市場秩序、損害投資者利益,違法行為情節嚴重,依據《證券法》第二百三十三條和《證券市場禁入規定》(證監會令第115號)第五條的規定,中國證監會決定:對陳建銘採取10年證券市場禁入措施,對謝晶採取5年證券市場禁入措施。
自中國證監會宣佈決定之日起,在禁入期間內,除不得繼續在原機構從事證券業務或者擔任原上市公司、非上市公眾公司董事、監事、高級管理人員職務外,也不得在其他任何機構中從事證券業務或者擔任其他上市公司、非上市公眾公司董事、監事、高級管理人員職務。
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