控股股東肖四清及股東孫伯榮存佔用公司資金情形 天澤信息(300209.SZ)收到湖南證監局監管關注函
格隆匯 3 月 8日丨天澤信息(300209.SZ)公佈,公司近日收到中國證券監督管理委員會湖南監管局下發的《關於對天澤信息控股股東、實際控制人及大股東資金佔用事項的監管關注函》(湘證監函[2021]77號)(“《監管關注函》”)。《監管關注函》的具體內容如下:
“天澤信息產業股份有限公司、肖四清、孫伯榮:
我局在日常監管中關注到天澤信息產業股份有限公司控股股東、實際控制人肖四清及持股5%以上股東孫伯榮存在佔用上市公司資金的情形。截至2021年2月19日,資金佔用餘額1500萬元,肖四清、孫伯榮均未歸還佔用資金的利息。鑑於該事項可能對上市公司造成重大不利影響,我局現提出以下監管要求:
1、你公司必須深入分析資金佔用的原因,認真開展自查,説明是否還存在其他形式的資金佔用。
2、你公司與實際控制人及大股東應制定切實可行的整改方案,明確具體措施,對已形成的資金佔用要限期予以清償本金及利息。
3、你公司要規範公司治理和內部控制,完善內控體系,加強資金管理,強化內控執行,提高內控管理水平,杜絕再次發生資金佔用問題。
請你公司高度重視上述事項,採取切實措施解決資金佔用問題,並於3月12日前向我局提交整改進展報吿。我局將嚴格按照《國務院關於進一步提高上市公司質量的意見》(國發[2020]14號)精神要求,依法監管、分類處置資金佔用問題,對限期未整改或新發生的資金佔用問題,堅決嚴厲查處。”
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