證監會取得針對山東墨龍(00568.HK)前高級行政人員及相關人員取消資格令
證監會公布,已就山東墨龍(00568.HK)五名前高級行政人員及兩名相關人員於2015及2016財政年度的6份業績公告內誇大該公司財務狀況一事中的角色,在原訟法庭取得針對他們的取消資格令。
被制裁的山東墨龍前高級行政人員及相關人員於關鍵時間是前董事長兼執行董事張恩榮;前副董事長兼執行董事張雲三;前財務總監兼執行董事楊晉;前執行董事國煥然;前董事會秘書趙洪峰;財務經理丁志水;及副財務經理楊俊秋。
除非經法庭許可,否則他們不得擔任香港任何上市或非上市法團的董事,或直接或間接參與香港任何上市或非上市法團的管理,為期七至九年不等,自2021年2月26日起生效。
他們承認曾誇大2015及2016財政年度的收益及少報該等年度的成本。正因如此,他們沒有向該公司股東展述有關公司財務的正確狀況。法庭裁定,山東墨龍的業務或事務曾以以下方式經營或處理:涉及對該公司及其股東作出欺詐及不當行為;導致該公司的股東未獲提供他們可合理期望獲得的關於該公司的業務及事務的真實完整資料,尤其是其收益、開支及營運業績;及對該公司的股東造成不公平損害,原因是他們有權獲得關於該公司的業務及營運業績的真實完整財務資料。
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