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美证交会起诉晨星信评违反信息披露及内部管控规定
阿思达克 02-17 10:58
美国证券交易委员会(SEC)发声明指,於周二起诉晨星信用评级,指其对部分有商业贷款的证券给予评级时未有做好信息披露及内部管控规定,违反美国证券法。

证交会指,晨星信用评级於2015年至2016年间对30家有商业抵押贷款的证券评级时,允许分析师私下对估值模型作出调整,未有符合信息披露及内部管控要求。

晨星发言人表示已遵守所有监管要求,证交会亦未有提到有任何投资者因此受损。

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