東方日升(300118.SZ):將盡快召開董事會申請撤回可轉債發行
格隆匯 2 月 1日丨東方日升(300118.SZ)公佈,公司此次發行的可轉換公司債券簡稱為“日升轉債”,債券代碼為“123095”,發行總額為人民33億元。此次發行的原股東優先配售繳款工作已於2021年1月22日(T日)完成,網上中籤投資者繳款工作已於2021年1月26日(T+2日)完成。
公司分別於2021年1月29日、2021年1月31日披露《東方日升2020年度業績預吿》(公吿編號:2021-023)以及《東方日升2020年度業績預吿補充公吿》(公吿編號:2021-024),發行人扣除非經常性損益後的淨利潤預計虧損6000萬元–14000萬元,該財務指標可能導致發行人不符合《創業板上市公司證券發行註冊管理辦法(試行)》第九條第(五)項、《深圳證券交易所創業板股票上市規則(2020年12月修訂)》第2.2.3條等規定的向不特定對象發行可轉債發行上市條件。經協商一致,發行人及保薦機構(主承銷商)安信證券股份有限公司決定中止此次上市。
鑑於上述情況,發行人可能存在不符合發行條件事項,為保護廣大中小投資者利益,公司後續具體工作安排如下:
(1)發行人將盡快召開董事會申請撤回本次可轉債發行。
(2)發行人承諾不使用募集資金專户中的相關資金;同時發行人將盡快與保薦機構以及募集資金監管銀行簽署三方補充協議,明確在未徵得保薦機構書面同意之前,不使用募集資金專户中的相關資金。
(3)發行人及保薦機構將按照投資者繳納的認購資金並加算銀行同期存款利息返還投資者,退款工作安排及後續事宜將另行公吿。
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