信披違規 ST新海(002089.SZ)及相關人員被警示
格隆匯 1 月 25日丨ST新海(002089.SZ)公佈,公司於近日收到中國證券監督管理委員會江蘇監管局下發的《關於對新海宜科技集團股份有限公司及相關人員採取出具警示函措施的決定》([2021]8號)(“警示函”)。原因系公司存在以下行為:
1.2019年度,公司及子公司繼續與陝西通家汽車股份有限公司(陝西通家)及其子公司發生關聯交易,致陝西通家及其子公司形成對公司及子公司的非經營性資金佔用。公司2019年年報披露,報吿期內新增佔用金額6.70億元,期末佔用餘額5.85億元。上述關聯交易均未履行審議程序。上述行為違反了《上市公司信息披露管理辦法》第四十八條規定。
2.自2019年6月起,公司多個銀行賬户陸續被凍結。其中,基本户於2019年11月6日被凍結。公司未及時披露。上述行為違反了《上市公司信息披露管理辦法》第二條和第三十條規定。
3.2020年1月23日,公司披露《2019年度業績預吿》,預計2019年歸屬於上市公司股東的淨利潤為9000萬元至1.35億元。2020年6月9日,公司披露《2019年年度報吿》,公司2019年經審計的歸屬於上市公司股東的淨利潤為6323.61萬元。2019年度業績預吿披露的歸屬於上市公司股東的淨利潤與經審計的歸屬於上市公司股東的淨利潤存在較大差異,且未按規定對業績預吿進行修正。上述行為違反了《上市公司信息披露管理辦法》第二條規定。
根據《上市公司信息披露管理辦法》第五十九條的規定,江蘇證監局決定對公司及董事長兼總經理張亦斌,時任董事會祕書徐磊採取出具警示函的行政監管措施,並記入證券期貨市場誠信檔案。
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