海通證券(06837.HK)收到中國交易商協會處分決定書 需進行全面整改
海通證券(06837.HK)公布,集團及相關子公司分別於近日收到了中國銀行間市場交易商協會出具的《銀行間債券市場自律處分決定書》。根據交易商協會對集團及相關子公司開展的自律調查,集團及相關子公司存在違反銀行間市場相關自律管理規則的行為,交易商協會對集團及相關子公司予以警告,並責令針對事件中暴露出的問題進行全面深入的整改。
集團指,將針對本次自律處分進行全面深入的整改,優化內部流程,促進相關業務持續穩健發展。
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