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正元智慧(300645.SZ)及相關人員信披違規被警示
格隆匯 01-04 20:28

格隆匯 1 月 4日丨正元智慧(300645.SZ)公佈,2021年1月4日,公司收到中國證券監督管理委員會浙江監管局下發的行政監管措施決定書(〔2021〕1號)《關於對浙江正元智慧科技股份有限公司及相關人員採取出具警示函措施的決定》,原因系2020年1月至2020年7月期間,浙江正元智慧科技股份有限公司向浙江尼普頓科技股份有限公司提供財務資助,合計4048.18萬元。公司直至2020年9月21日召開董事會進行審議。公司未及時對前述事項履行相應的審議程序、未及時履行信息披露義務。

上述行為違反了《上市公司信息披露管理辦法》第二條、第三條、第三十條的規定,董事長兼總經理陳堅、財務總監陳根清、董事會祕書周軍輝對上述事項負有責任。根據《上市公司信息披露管理辦法》第五十八條、第五十九條規定,我局決定對你們採取出具警示函的監督管理措施,並記入證券期貨市場誠信檔案。

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