ST東海洋(002086.SZ):監事誤操作買入公司股票構成短線交易
格隆匯1月21日丨ST東海洋(002086.SZ)公佈,劉雲濤自2019年12月5日起擔任公司監事。當選公司監事前,劉雲濤存在買賣公司股票行為;當選公司監事後,劉雲濤於2020年1月20日誤操作買入公司股票900股,成交均價3.63元/股。根據《證券法》相關規定,該行為構成短線交易。
劉雲濤在當選公司監事前其本人並不知曉《證券法》相關短線交易的規定。但鑑於劉雲濤短線交易的事實,依據《證券法》第四十七條關於禁止短線交易的規定,劉雲濤自願將本次買入公司股票成交金額的1%(32.67元)上繳公司並承諾將其持有的該部分股票鎖定6個月。劉雲濤本次短線交易對公司無重大影響,公司董事會將向全體董事、監事和高級管理人員重申相關法律法規,督促相關人員嚴格規範買賣公司股票的行為,避免此類情況的再次發生。
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